SEC Rule 10b-5

Results: 780



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581Criminal law / Lawsuits / Scienter / Tort law / Misrepresentation / SEC Rule 10b-5 / Case citation / Private Securities Litigation Reform Act / Law / Contract law / United States securities law

Omnicare, Inc. v. The Laborers Dist. Council, 2013 WL[removed]2013 WL[removed]U.S.) (Appellate Petition, Motion and Filing) Supreme Court of the United States. OMNICARE, INC., et al., Petitioners, v.

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Source URL: blogs.reuters.com

Language: English - Date: 2014-06-17 20:26:22
582Criminal law / Lawsuits / Scienter / Tort law / Misrepresentation / SEC Rule 10b-5 / Case citation / Private Securities Litigation Reform Act / Law / Contract law / United States securities law

Omnicare, Inc. v. The Laborers Dist. Council, 2013 WL[removed]2013 WL[removed]U.S.) (Appellate Petition, Motion and Filing) Supreme Court of the United States. OMNICARE, INC., et al., Petitioners, v.

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Source URL: blogs.reuters.com

Language: English - Date: 2014-06-26 19:45:16
583Financial system / Economics / 73rd United States Congress / United States Securities and Exchange Commission / Insider trading / Securities Exchange Act / SEC Rule 10b5-1 / U.S. Securities and Exchange Commission / SEC Rule 10b-5 / United States securities law / Financial regulation / Corruption

3SBIO INC. INSIDER TRADING POLICY (REVISED APRIL[removed]This Insider Trading Policy provides guidelines to all personnel, including employees, officers and directors of 3SBio Inc. (the “Company”) and the Company’s s

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Source URL: www.3sbio.com

Language: English - Date: 2011-12-15 23:47:21
584Financial system / Corruption / United States securities law / Insider trading / Stock / U.S. Securities and Exchange Commission / Corporate law / SEC Rule 10b-5 / Securities Exchange Act / Stock market / Economics / Financial economics

Insider Trading: Hayek, Virtual Markets, and the Dog that Did Not Bark

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Source URL: www.isnie.org

Language: English - Date: 2010-11-25 10:56:20
585Financial regulation / Delphi Automotive / U.S. Securities and Exchange Commission / Public Company Accounting Oversight Board / Securities Act / Sarbanes–Oxley Act / SEC Rule 10b-5 / Securities Exchange Act / Generally Accepted Accounting Principles / United States securities law / Business / Economy of the United States

Microsoft Word[removed]

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Source URL: www.sec.gov

Language: English - Date: 2010-11-22 12:58:23
586Securities Exchange Act / Securities regulation in the United States / Securities Act / Investment Company Act / U.S. Securities and Exchange Commission / SEC Rule 10b-5 / Investment Advisers Act / National Securities Markets Improvement Act / United States securities law / Financial regulation / United States

SEC News Digest, [removed]

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Source URL: www.sec.gov

Language: English - Date: 2008-05-08 18:58:29
587Criminal law / Lawsuits / Scienter / Tort law / SEC Rule 10b-5 / Law / United States securities law / Contract law

Case: [removed]Document: [removed]Page: 1

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Source URL: www.sec.gov

Language: English - Date: 2010-01-20 12:00:36
588Financial regulation / Geography of Arizona / SEC Rule 10b-5 / Securities regulation in the United States / Sedona /  Arizona / Securities Exchange Act / Renaissance / Regulation D / U.S. Securities and Exchange Commission / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK SECURITIES AND EXCHANGE COMMISSION, Plaintiff,

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Source URL: www.sec.gov

Language: English - Date: 2007-12-19 16:02:30
58976th United States Congress / Investment Advisers Act / Financial regulation / Registered Investment Advisor / SEC Rule 10b-5 / Securities Exchange Act / Securities and Exchange Commission / Government / Financial services / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No[removed]December 29, 2011 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2011-12-29 17:37:28
590Financial regulation / New Deal / Securities Act / SEC Rule 10b-5 / U.S. Securities and Exchange Commission / Securities Exchange Act / United States / Financial system / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]June 19, 2012 ACCOUNTING AND AUDITING ENFORCEMENT

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Source URL: www.sec.gov

Language: English - Date: 2012-06-19 16:59:15
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